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Christopher David Lee

LPl Financial LLC

Leesville, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-05-30
TX RA APPROVED_RES 2024-05-16
  • LA RA
    APPROVED
    Since 2024-05-30
  • TX RA
    APPROVED_RES
    Since 2024-05-16

Branch Locations

Leesville, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Leesville LA 08/1991 10/2022
First Command Financial Services, Inc Fort Worth TX 10/1991 10/2022
First Command Advisory Services Fort Worth TX 12/2015 10/2022
Lincoln Financial Securities Leesville LA 10/2022 05/2024
Lpl Financial Leesville LA 05/2024 Present
  • 08/1991 → 10/2022
    First Command Financial Planning, Inc.
    Leesville, LA
  • 10/1991 → 10/2022
    First Command Financial Services, Inc
    Fort Worth, TX
  • 12/2015 → 10/2022
    Fort Worth, TX
  • 10/2022 → 05/2024
    Lincoln Financial Securities
    Leesville, LA
  • 05/2024 → Present
    Lpl Financial
    Leesville, LA
Previous Registrations
  • 2022-10-04 → 2024-05-16
    Osaic Fs, Inc.
    Greensboro, NC
    Leesville, LA
    Leesville, LA
  • 2015-12-15 → 2022-10-03
    Fort Worth, TX
  • 2003-01-08 → 2015-12-15
    First Command Brokerage Services, Inc.
    Leesville, LA
    Metarie, LA
    Leesville, LA
    Biloxi, MS
    Bossier City, LA
  • 2004-04-12 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Other Businesses

1)04/17/2024-Midland National Life-Non-Variable Insurance, Life-Inv Related-located at Sioux Falls, SD-start date 10/01/2022-1hrs/mth 2)04/17/2024-Frontload, Inc-Business Entity For Tax/Investment Purposes Only-Not Inv Related-located at Leesville, LA-Start date 06/01/1996-40hrs/mth 3)04/17/2024-Christopher D Lee/Self-Real Estate Rental-Owner-Inv Related-Leesville, LA-start date 11/01/2017-4hrs/mth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1996-07-15
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1996-07-15
Designations
Other Names
  • Chris Lee

View on SEC IAPD

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