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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-05-30 |
| TX | RA | APPROVED_RES | 2024-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Financial Planning, Inc. | Leesville | LA | 08/1991 | 10/2022 |
| First Command Financial Services, Inc | Fort Worth | TX | 10/1991 | 10/2022 |
| First Command Advisory Services | Fort Worth | TX | 12/2015 | 10/2022 |
| Lincoln Financial Securities | Leesville | LA | 10/2022 | 05/2024 |
| Lpl Financial | Leesville | LA | 05/2024 | Present |
1)04/17/2024-Midland National Life-Non-Variable Insurance, Life-Inv Related-located at Sioux Falls, SD-start date 10/01/2022-1hrs/mth 2)04/17/2024-Frontload, Inc-Business Entity For Tax/Investment Purposes Only-Not Inv Related-located at Leesville, LA-Start date 06/01/1996-40hrs/mth 3)04/17/2024-Christopher D Lee/Self-Real Estate Rental-Owner-Inv Related-Leesville, LA-start date 11/01/2017-4hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-15 |
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