Leonard Joseph Brecken

Employer firm

Brecken Capital Advisors, LLC CRD 300728

$15.3M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 10/2017
  Waddell & Reed Inc
  Charlotte, NC
• 10/2016 → 10/2017
  Various Insurance Carriers For W&R Insurance Agencies
  Charlotte, NC
• 10/2017 → 02/2019
  Lincoln Financial Securities Corp Dba Wealth Plan Financial Grp
  Charlotte, NC
• 02/2019 → Present
  Brecken Capital Advisors, Llc
  Weddington, NC
• 10/2017 → Present
  Charlotte Consultant Services, Llc
  Weddington, NC

Previous Registrations

• 2017-10-03 → 2019-02-06
  Osaic Fs, Inc.
  Charlotte, NC
• 2016-08-30 → 2017-10-12
  Waddell & Reed
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2016-08-27
• S63 Uniform Securities Agent State Law Examination
  1996-12-27

Other Names

• Leonard J Saparata
• Leonard J Brecken