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Christopher Thomas Vines

LPl Enterprise, LLC

Chelsea, AL

Atlanta, GA

CRD 5011145

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-03-24
GA RA APPROVED 2026-03-24
  • AL RA
    APPROVED
    Since 2026-03-24
  • GA RA
    APPROVED
    Since 2026-03-24

Branch Locations

Chelsea, AL • United States

3343 Peachtree Road, N.E. Suite 700, Atlanta, GA 30326 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Securities America Birmingham AL 11/2013 12/2016
Proequities, Inc. Birmingham AL 01/2017 09/2019
Independent Financial Group, Llc Birmingham AL 10/2019 01/2025
Applegate Recovery Birmingham AL 09/2025 03/2026
Publix Chelsea AL 07/2025 09/2025
Unemployed Chelsea AL 01/2025 04/2025
Home Depot Birmingham AL 04/2025 07/2025
Lpl Enterprise Llc Atlanta GA 03/2026 Present
  • 11/2013 → 12/2016
    Securities America
    Birmingham, AL
  • 01/2017 → 09/2019
    Proequities, Inc.
    Birmingham, AL
  • 10/2019 → 01/2025
    Birmingham, AL
  • 09/2025 → 03/2026
    Applegate Recovery
    Birmingham, AL
  • 07/2025 → 09/2025
    Publix
    Chelsea, AL
  • 01/2025 → 04/2025
    Unemployed
    Chelsea, AL
  • 04/2025 → 07/2025
    Home Depot
    Birmingham, AL
  • 03/2026 → Present
    Atlanta, GA
Previous Registrations
  • 2019-10-18 → 2025-01-27
    Birmingham, AL
    San Diego, CA
    Birmingham, AL
  • 2017-01-05 → 2019-09-26
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
  • 2015-11-24 → 2017-01-05
    Securities America Advisors, Inc.
    Birmingham, AL
  • 2013-11-21 → 2015-10-27
    Securities America Advisors, Inc.
    Birmingham, AL
  • 2011-09-01 → 2013-11-22
    Osaic Fs, Inc.
    Birmingham, AL
    Concord, NH
    Birmingham, AL
  • 2011-02-16 → 2011-08-02
    Msi Financial Services, Inc.
    Birmingham, AL
  • 2008-07-24 → 2009-04-28
    Birmingham, AL
    Birmingham, AL
  • 2007-10-08 → 2008-07-07
    Osaic Fa, Inc.
    Birmingham, AL
Other Businesses

1. 3/17/2026 - CHRISTOPHER VINES N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Chelsea AL - OBA Start date: 03/03/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 3/17/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Chelsea AL - OBA Start date: 03/03/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 3. 3/17/2026 - Live Life Healthy - Non-Variable Insurance - INV REL - Chelsea AL - OBA Start date: 02/13/2022 - 5 Hour(s)/Month - 1 Hour(s) During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-10
  • S66 Uniform Combined State Law Examination
    2007-08-10
Other Names
  • Christopher Thomas Vines
  • Christopher T Vines
  • Christopher Vines

View on SEC IAPD

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