Best Investors Account Sign in

Daniel Richard Gounaris

Rbc Capital Markets, LLC

Baltimore, MD

Eldersburg, MD

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2020-02-20
TX RA APPROVED 2020-02-20
  • MD RA
    APPROVED
    Since 2020-02-20
  • TX RA
    APPROVED
    Since 2020-02-20

Branch Locations

1201 Wills Street Suite 230, Baltimore, MD 21231-3805 • United States

Eldersburg, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baltimore MD 09/1991 02/2020
Bank Of America, Na Dallas TX 11/2009 02/2020
Rbc Capital Markets, Llc Baltimore MD 02/2020 Present
City National Bank Baltimore MD 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-19
S63 Uniform Securities Agent State Law Examination 1991-11-19
  • S65 Uniform Investment Adviser Law Examination
    1992-12-19
  • S63 Uniform Securities Agent State Law Examination
    1991-11-19

View on SEC IAPD

More in Baltimore, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor