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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-03-11 |
| TX | RA | APPROVED_RES | 2024-03-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Funds Distributor, Llc | Wilmington | DE | 01/2010 | 01/2020 |
| Wells Fargo Funds Management, Llc | Wilmington | DE | 01/2010 | 01/2020 |
| Jd Consulting | Chatham | NY | 05/2020 | 12/2021 |
| Unemployed | Chatham | NY | 02/2020 | 04/2020 |
| Arrow Investment Advisors, Llc | Laurel | MD | 07/2021 | 12/2021 |
| Fs Investment Solutions, Llc | Philadelphia | PA | 01/2021 | 10/2023 |
| Lpl Financial | Albany | NY | 10/2023 | Present |
1) 10/3/2023- Daniels Financial Partners - DBA for LPL Business (entity for LPL business)- Inv. related- At reported business location(s) 2) 10/03/2023- Doubleview Hill Holdings, LLC- Real Estate Rental - owner/partner - Inv. Related- Chatham, NY -start date 1/1/2007- 1hr/mth 3) 10/03/2023 -Ph. Pfannebecker, LLC - Business Entity For Tax/Investment Purposes Only - Member/partner- Non-inv. Related- Chatham, NY - start date 1/02/2017- 1hr/mth 4) 10/03/2023- Chat Brew, LLC - Real Estate Rental - Owner/partner - Inv. Related- Chatham, NY- start date 3/10/2020- 1hrs/mth 5) 10/03/2023- Chatham Brewing, LLC - Business Entity For Tax/Investment Purposes Only- partner - Non-inv. Related- Chatham, NY - start date 1/2/2017- 1hr/mth 6) 10/26/2023- DoubleView Private Wealth , Inc - Business Entity For Tax/Investment Purposes Only - Non-Inv Related - Chathamn, NY - Start Date: 10/01/2023 - 40 Hrs/mo; 40 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-18 |
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