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Jeffrey Douglas Damia

LPl Financial LLC

Albany, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-11
TX RA APPROVED_RES 2024-03-11
  • NY RA
    APPROVED
    Since 2024-03-11
  • TX RA
    APPROVED_RES
    Since 2024-03-11

Branch Locations

16 Computer Drive West, Albany, NY 12205 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Funds Distributor, Llc Wilmington DE 01/2010 01/2020
Wells Fargo Funds Management, Llc Wilmington DE 01/2010 01/2020
Jd Consulting Chatham NY 05/2020 12/2021
Unemployed Chatham NY 02/2020 04/2020
Arrow Investment Advisors, Llc Laurel MD 07/2021 12/2021
Fs Investment Solutions, Llc Philadelphia PA 01/2021 10/2023
Lpl Financial Albany NY 10/2023 Present
  • 01/2010 → 01/2020
    Wells Fargo Funds Distributor, Llc
    Wilmington, DE
  • 01/2010 → 01/2020
    Wells Fargo Funds Management, Llc
    Wilmington, DE
  • 05/2020 → 12/2021
    Jd Consulting
    Chatham, NY
  • 02/2020 → 04/2020
    Unemployed
    Chatham, NY
  • 07/2021 → 12/2021
    Arrow Investment Advisors, Llc
    Laurel, MD
  • 01/2021 → 10/2023
    Fs Investment Solutions, Llc
    Philadelphia, PA
  • 10/2023 → Present
    Lpl Financial
    Albany, NY
Previous Registrations
Other Businesses

1) 10/3/2023- Daniels Financial Partners - DBA for LPL Business (entity for LPL business)- Inv. related- At reported business location(s) 2) 10/03/2023- Doubleview Hill Holdings, LLC- Real Estate Rental - owner/partner - Inv. Related- Chatham, NY -start date 1/1/2007- 1hr/mth 3) 10/03/2023 -Ph. Pfannebecker, LLC - Business Entity For Tax/Investment Purposes Only - Member/partner- Non-inv. Related- Chatham, NY - start date 1/02/2017- 1hr/mth 4) 10/03/2023- Chat Brew, LLC - Real Estate Rental - Owner/partner - Inv. Related- Chatham, NY- start date 3/10/2020- 1hrs/mth 5) 10/03/2023- Chatham Brewing, LLC - Business Entity For Tax/Investment Purposes Only- partner - Non-inv. Related- Chatham, NY - start date 1/2/2017- 1hr/mth 6) 10/26/2023- DoubleView Private Wealth , Inc - Business Entity For Tax/Investment Purposes Only - Non-Inv Related - Chathamn, NY - Start Date: 10/01/2023 - 40 Hrs/mo; 40 Hrs During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-08
S63 Uniform Securities Agent State Law Examination 1992-05-18
  • S65 Uniform Investment Adviser Law Examination
    2024-03-08
  • S63 Uniform Securities Agent State Law Examination
    1992-05-18
Other Names
  • Jeff Doug Damia

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