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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-01 |
| TX | RA | APPROVED_RES | 2023-09-01 |
Branch Locations
200 Clock Tower Place Suite A102, Carmel, CA 93923 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial | Phoenix | AZ | 08/2015 | 09/2023 |
| Osaic Wealth, Inc. | Carmel | CA | 09/2023 | Present |
1) INDEPENDENT INSURANCE AGENT. FROM BUSIONESS ADDRESS- DENTAL AND GROUP DISABILITY INCOME - LIFE ACCIDENT AND HEALTH- MEDICARE RELATED PRODUCTS LIFE/ACCIDENT/HEALTH. 10HRS/WEEK SINCE 1/2002 2) ALLIED WM INSURANCE SERVICES LLC / TIMOTHY P. BRERETON POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2002 ADDRESS: 200 Clock Tower Place Suite A102, Carmel CA 93923. DESCRIPTION: Sales and Service of Life/Accident/Health, dental, disability and medicare related insurance. 3) ALLIED WM INSURANCE SERVICES LLC / TIMOTHY P. BRERETON POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2002 ADDRESS: 200 Clock Tower Place, Suite A102, Carmel CA 93923, United States DESCRIPTION: Sales and Service of Life/Accident/Health, dental, disability and medicare related insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-17 |
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