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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

221 N Kansas St 1St Fl [Tf*/Tk-Rbo], El Paso, TX 79901 • United States

El Paso, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Laredo TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Laredo TX 11/2016 Present
Previous Registrations
Other Businesses

RENTAL PROPERTIES (12), INV RELATED, EL PASO, TX, 100% OWNERSHIP, START 1/01/2009, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, EL PASO, TX, 100% OWNERSHIP, START: 12/4/2017, 0 HOURS, NO DUTIES. RENTAL PROPERTY, INV RELATED, EL PASO, TX, 100% OWNERSHIP, START 10/29/2018, 0.5 HOURS PER MONTH, 0.01 DURING TRADING, COORDINATING WITH PROPERTY MANAGER STAR MOUNTAIN INVESTMENTS LLC, INV RELATED, EL PASO, TX, 100% OWNERSHIP, START 6/3/2019, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, LIABILITY MANAGEMENT AND REAL ESTATE ACQUISITIONS.; STAR MOUNTAIN REAL PROPERTY LP, INV RELATED, EL PASO, TX, 100% OWNERSHIP, START 6/3/2019, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, LIABILITY MANAGEMENT AND REAL ESTATE ACQUISITIONS.; RENTAL PROPERTY, INVT RELATED, EL PASO, TX, 100% OWNERSHIP, START DATE 3/24/2020, 1 HR PER MONTH, LESS THAN .01 HRS DURING TRADING, OWNER OF RENTAL PROPERTY.; STAR MOUNTAIN REAL PROPERTIES FLATS, LLC, INV RELATED, EL PASO, TX, 100% OWNERSHIP, START: 4/15/2024, 0 HOURS A MONTH, 0 HOURS DURING TRADING, REAL ESTATE HOLDING.; RENTAL PROPERTY, INV RELATED, EL PASO, TX, 100% OWNERSHIP, START DATE: 4/15/2024, 0 HOURS A MONTH, 0 HOURS DURING TRADING, OWNER OF RENTAL PROPERTY.; STAR MOUNTAIN COMMERCIAL PROPERTIES, LLC, INV RELATED, EL PASO, TX, START: 4/19/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING, LLC FOR HOLDING REAL ESTATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-27
S63 Uniform Securities Agent State Law Examination 1991-12-24
  • S65 Uniform Investment Adviser Law Examination
    2004-12-27
  • S63 Uniform Securities Agent State Law Examination
    1991-12-24

View on SEC IAPD

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