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Howard Keith Sandefer

Pnc Wealth Management LLC

Plano, TX

Frisco, TX

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-18
  • TX RA
    APPROVED
    Since 2021-08-18

Branch Locations

2900 Legacy Drive, Plano, TX 75023 • United States

8860 Fm 423, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 08/2000 08/2021
Bbva Wealth Solutions Inc. Plano TX 10/2010 08/2021
Bbva Securities Inc. Plano TX 05/2013 08/2021
Bbva Compass Insurance Agency, Inc. Austin TX 10/1987 08/2021
Shote Karate-Do Frisco TX 11/2016 Present
Pnc Investments Plano TX 08/2021 Present
  • 08/2000 → 08/2021
    Compass Bank
    Birmingham, AL
  • 10/2010 → 08/2021
    Bbva Wealth Solutions Inc.
    Plano, TX
  • 05/2013 → 08/2021
    Bbva Securities Inc.
    Plano, TX
  • 10/1987 → 08/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 11/2016 → Present
    Shote Karate-Do
    Frisco, TX
  • 08/2021 → Present
    Pnc Investments
    Plano, TX
Previous Registrations
  • 2010-10-15 → 2021-08-17
    Pnc Managed Account Solutions, Inc.
    Houston, TX
    Houston, TX
    Plano, TX
  • 2010-04-01 → 2010-10-15
    St Johns Wealth Management
    Plano, TX
  • 2002-09-30 → 2010-03-12
    Bbva Compass Investment Solutions, Inc
    Allen, TX
    Frisco, TX
    Plano, TX
    Frisco, TX
    Frisco, TX
    Plano, TX
Other Businesses

2018 / Karate Instructor / Shote Karate-Do / Non-Investment related / Zero hours during trading hours

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-11-08
  • S63 Uniform Securities Agent State Law Examination
    1996-11-08
Other Names
  • Howard Keith Sandefur

View on SEC IAPD

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