Walter Joseph Roland

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-06-09

PA RA
APPROVED

Since 2025-06-09

Branch Locations

Allentown, PA • United States

3701 Corporate Parkway Suite 320, Center Valley, PA 18034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co	Center Valley	PA	07/1989	Present
Mml Investors Services, Llc	Center Valley	PA	09/1991	Present

07/1989 → Present

Massmutual Life Insurance Co

Center Valley, PA
09/1991 → Present

Mml Investors Services, Llc

Center Valley, PA

Other Businesses

NAME: WALT ROLAND INSURANCE AGENT INV REL: Y ADD: 371 COPORATE PKWY, STE 320, CENTER, VALLEY, PA 18034 NATURE: LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: AGENT START DATE: 07/21/1989 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-05-29
S63	Uniform Securities Agent State Law Examination	1991-10-21

S65 Uniform Investment Adviser Law Examination

2025-05-29
S63 Uniform Securities Agent State Law Examination

1991-10-21