Randall Eugene White

Current Employers

Employment History

• 06/1999 → Present
  Tricapital Wealth Management, Inc.
  Charlotte, NC
• 03/2015 → 08/2024
  Triad Advisors, Inc.
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Charlotte, NC

Previous Registrations

• 2014-04-10 → 2015-03-06
  Cetera Wealth Services, Llc
  Charlotte, NC
• 2000-02-24 → 2002-12-31
  Tricapital Wealth Management, Inc.
  Charlotte, NC

Other Businesses

1) TriCapital Wealth Management, Inc.; Investment related: yes; 6115 Park South Drive, Suite 330, Charlotte, NC 28210; Nature or Structure of Business: Insurance Agency; Position: President; Start date: 06/1999; hours per month: 2; securities trading hours 0; Duties: Insurance agent and broker 2) TriCapital Wealth Management, Inc.; Investment related: yes; 6115 Park South Drive, Suite 330, Charlotte, NC 28210; Nature or Structure of Business: RIA; Position: IAR and President; Start date: 06/1999; hours per month: 175; securities trading hours 6.5; Duties: Financial Planning, Investment Management 3) TriCapital Wealth Management, Inc.; Investment related: yes; 6115 Park South Drive, Suite 330, Charlotte, NC 28210; Nature or Structure of Business: Sub S Corporation; Position: President; Start date: 02/1999; hours per month: 175; securities trading hours 150; Duties: Owner, primarily responsible of client relationships and firm management 4) Louis M. Helms, Jr. Will, Trust/ Anita B. Helms, Will, Trust; 6910 Highway 49 North, Mtl Pleasant, NC 28124; Not investment related; pourover will and revocable trust; successor executor and successor trustee; 11/21/2017; Zero hours per month; Zero hours per day; 5) Louis M. Helms Jr. and Anita B. Helms Charitable Foundation; 6910 Highway 49 North Mt. Pleasant, NC 28124; Not investment related; charity; director; 12/2007; 2 hours per month; zero hours per day; distributing annual charitable gifts. 6) TRICAPITAL WEALTH MANAGEMENT, INC. POSITION: President NATURE: Sub S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 150 START DATE: 02/19/1999 ADDRESS: 6115 Park South Drive, Suite 330, Charlotte NC 28210, United States DESCRIPTION: Owner, primarily responsible for client relationships, reviews and firm management 7) TRICAPITAL WEALTH MANAGEMENT, INC. POSITION: Insurance agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/19/1999 ADDRESS: 6115 Park South Drive, Suite 330, Charlotte NC 28210, United States DESCRIPTION: Insurance agent and broker 8) TRICAPITAL WEALTH MANAGEMENT, INC. POSITION: President NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 6 START DATE: 06/19/1999 ADDRESS: 6115 Park South Drive, Suite 330, Charlotte NC 28210, United States DESCRIPTION: Financial Planning, Investment Management 9) LOUIS M. HELMS AND ANITA B. HELMS CHARITABLE FOUNDATION POSITION: Secretary NATURE: Charitable Foundation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 12/20/2007 ADDRESS: 6910 Highway 49 North, Mt. Pleasant NC 28124, United States DESCRIPTION: Assist foundation board president with management of Family Foundation 10) ANITA B. HELMS WILL AND TRUST POSITION: Successor executor and successor trustee NATURE: Pourover will and trust INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1999 ADDRESS: 6910 Highway 49 North, Mt. Pleasant NC 28124, United States DESCRIPTION: Successor executor and successor trustee

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-06-14
• S63 Uniform Securities Agent State Law Examination
  1991-10-29

Designations

Other Names

• Randall White
• Randy White