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Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-24
MI RA APPROVED 2025-01-24
  • CO RA
    APPROVED
    Since 2025-01-24
  • MI RA
    APPROVED
    Since 2025-01-24

Branch Locations

N9980 Shore Drive, Au Train, MI 49806 • United States

9200 E Mineral Ave #100, Centennial, CO 80112 • United States

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Denver CO 01/2011 11/2016
Raymond James & Associates, Inc. Denver CO 11/2016 01/2025
Rfg Advisory, Llc Au Train MI 01/2025 Present
Private Client Services Centennial CO 01/2025 Present
Previous Registrations
  • 2016-11-08 → 2025-01-28
    Denver, CO
    Au Train, MI
    Au Train, MI
  • 2011-01-03 → 2016-11-22
    Denver, CO
    Northfield, MN
    Denver, CO
    Greenwood Village, CO
    Greenwood Village, CO
    Marquette, MI
  • 2002-08-08 → 2011-01-03
    Wells Fargo Investments, Llc
    Denver, CO
    Denver, CO
    Denver, CO
    Northfield, MN
Other Businesses

1) TrekNorth Investment Management. 9200 E. Mineral Ave, Suite 100, Centennial, CO 80112. DBA. Owner/Founder/Advisor. 160 hrs/mo; 160 during trading hrs. Investment related. 2) RFG Advisory. 1400 Urban Center Drive, Ste 475, Birmingham, AL 35242. RIA. 160 hrs/mo; 160 during trading hrs. 3) The Pinnacle Group. 12724 Gran Bay Pkwy, Bldg 1, Ste 150, Jacksonville, FL 32258. Insurance IMO. Agent/VA/Life. 4 hrs/mo; 4 during trading hrs. Investment related. 4) SSM1 LLC. N 9980 Shore Drive, Au Train, MI 49806. Real Estate in Minnestoa. Passive rental property ownership. Engaged property manager to manage day to day operations. Member. 0-1 hr/mo; 0-1 during trading hrs. Not investment related. 5) GWG Ventures LLC. N9980 Shore Drive, Au Train, MI 49806. Real Estate Property Management. Member. 0-1 hr/mo; 0-1 during trading hrs. Not investment related. 6) UPMICO LLC. Real Estate Development and Rental Property Ownership. Member. 0-1 hr/mo; 0-1 during trading hrs. Not investment related. 7) Political Office: Onota Township Board of Review. E4161 Deerton-Sand Road. Deerton, MI 49822. Township Government. Appointed Government Office. 2-10 hrs/mo; 0-1 during trading hrs. Not investment related. 8) Michigan State DNR ORV Trails Committee. PO Box 30257, Lansing, MI 48909. Committee Member. Appointed to workgroup to advance and promote ORV trail use for the state of MI. 2 hrs/mo; 0 during trading hrs. Not investment related. 9)TrekNorth Property Management LLC; Business is not investment related; E3499 Old M28 Au Train, MI. 49806; Passive real estate investment in Bed & Breakfast operation; 50% owner; Member. Engaged in outside property manager to manage day to day operations; Effective 01/03/2025; 1 hour per month; 1 hour during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-24
S63 Uniform Securities Agent State Law Examination 1991-12-05
  • S65 Uniform Investment Adviser Law Examination
    1993-08-24
  • S63 Uniform Securities Agent State Law Examination
    1991-12-05
Other Names
  • Jarrod E Biebel

View on SEC IAPD

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