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CRD 2182495
Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2014-11-21 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Bridgewater, NJ • United States
1011 Route 22 Suite 104, Bridgewater, NJ 08807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| George Edward Filepp Public Accountant | Bridgewater | NJ | 01/1973 | Present |
| Gwn Securities Inc | Palm Beach Gardens | FL | 11/2014 | Present |
1.GEORGE EDWARD FILEPP CFP,CPTX PA. TAX AND ACCOUNTING SERVICE. SOLE PROPRIETOR. OWNER. DEVOTE 200 HOURS PER MONTH. STARTED BUSINESS 1973. PLAN TO CONTINUE. 2. INSURANCE, GENERAL AGENT CONTRACT WITH ALLIANZ.RECIEVED COMMISSION OVERRIDES FROM THE SALES OF ONE SUBAGENT. ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional, 2014-11-14,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment and Advisory Sales.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-02-07 |
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