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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-01-08
FL RA APPROVED 2005-10-31
  • TX RA
    APPROVED_RES
    Since 2008-01-08
  • FL RA
    APPROVED
    Since 2005-10-31

Branch Locations

400 S Park Ave, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Winter Park FL 08/2005 Present
Bank Of America, Na Winter Park FL 12/2009 Present
Other Businesses

I*2239346, Entity Type: , Name of OBA: G H, Address: Orlando, Florida, 32819, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 24-Mar-2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2241262, Entity Type: , Name of OBA: J H, Address: Orlando, Florida, 32819, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 24-Mar-2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-27
  • S66 Uniform Combined State Law Examination
    2005-10-27

View on SEC IAPD

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