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Riky Venantius Hanan

Ameriprise Financial Services, LLC

Walnut Creek, CA

San Ramon, CA

CRD 3138082

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-25
CA RA APPROVED 2003-11-12
  • TX RA
    APPROVED_RES
    Since 2017-10-25
  • CA RA
    APPROVED
    Since 2003-11-12

Branch Locations

1277 Treat Blvd Ste 660, Walnut Creek, CA 94597 • United States

San Ramon, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Walnut Creek CA 09/2005 03/2020
Ameriprise Financial Services, Llc Walnut Creek CA 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-08-11
  • S66 Uniform Combined State Law Examination
    1999-08-11
Other Names
  • Riky V Hanan

View on SEC IAPD

Nearby Firms

USCF ADVISERS
BURTON ENRIGHT WELCH
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Nearby Investors

CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL

Nearby Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA

More in Walnut Creek, CA

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