Anthony Edward Soans

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1991 → 04/2021
  Avantax Investment Services, Inc.
  La Conner, WA
• 08/1992 → 04/2021
  Avantax Advisory Services
  La Conner, WA
• 01/1979 → Present
  Soans & Associates, Inc
  La Conner, WA
• 12/1993 → 04/2021
  Avantax Insurance Agency, Llc
  La Connor, WA
• 04/2021 → Present
  Lpl Financial
  La Conner, WA

Previous Registrations

• 2003-02-20 → 2021-05-03
  Avantax Advisory Services
  La Conner, WA
  Carpinteria, CA

Other Businesses

1)01/01/1979 - TAX PREP/ACCOUNTING/CPA - SOANS & ASSOCIATES, INC - INVESTMENT RELATED - LA CONNER, WA 2)2006 - REAL ESTATE RENTAL - 11196 SAHALIE RD, LA CONNER, WA 98257 - 0HRS/MO DURING TRADING - INVESTMENT RELATED - LA CONNER, WA 98257 3)09/2010 - BUSINESS OWNER - QWIKMARINE.COM - 0HRS/MO DURING TRADING - NOT INVESTMENT RELATED - LA CONNER, WA 98257

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-12-18