Suzanne Sidler

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
NJ	RA	APPROVED	2020-03-27
TX	RA	APPROVED	2018-10-30

NY RA
APPROVED

Since 2021-06-16
NJ RA
APPROVED

Since 2020-03-27
TX RA
APPROVED

Since 2018-10-30

Branch Locations

845 Texas Avenue, Houston, TX 77002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Spartan Capital Securities, Llc.	New York	NY	06/2015	01/2017
Federal Reserve	New York	NY	01/2017	07/2018
Morgan Stanley	Houston	TX	07/2018	Present
Morgan Stanley Private Bank, N.A.	New York	NY	07/2018	Present

06/2015 → 01/2017

Spartan Capital Securities, Llc.

New York, NY
01/2017 → 07/2018

Federal Reserve

New York, NY
07/2018 → Present

Morgan Stanley

Houston, TX
07/2018 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-10-28
S63	Uniform Securities Agent State Law Examination	2015-05-08

S65 Uniform Investment Adviser Law Examination

2018-10-28
S63 Uniform Securities Agent State Law Examination

2015-05-08

Other Names

Suzanne Maglione
Suzanne Marie Maglione
Suzanne Sidler
Suzanne Marie Sidler
Suzanne Marie Maglione

View on SEC IAPD