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Anthony Joseph Glodava

LPl Financial LLC

Prescott Valley, AZ

Tempe, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2021-07-26
  • UT RA
    APPROVED
    Since 2021-07-26

Branch Locations

Prescott Valley, AZ • United States

500 E. Rio Salado Pkwy Building 4, Floor 3, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley South Jordan UT 06/2009 03/2020
Lpl Financial Llc Tempe AZ 06/2021 Present
Unemployed Lehi UT 03/2020 06/2021
Previous Registrations
  • 2009-06-01 → 2020-03-17
    Morgan Stanley
    Purchase, NY
    South Jordan, UT
    Jersey City, NJ
    Purchase, NY
    South Jordan, UT
  • 2007-05-31 → 2009-06-01
    Morgan Stanley & Co. Llc
    Purchase, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-09-23
S65 Uniform Investment Adviser Law Examination 1996-09-23
  • S63 Uniform Securities Agent State Law Examination
    1996-09-23
  • S65 Uniform Investment Adviser Law Examination
    1996-09-23
Other Names
  • Anthony Joseph Glodava
  • Anthony Joseph Glodava
  • Anthony Joseph Glodava Jr
  • Anthony Joseph Glodava
  • Anthony Joseph Glodava Jr.
  • Anthony Joseph Glodava

View on SEC IAPD

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