Nicholas Anthony Griffiths

Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → Present
  Bbtis
  Charlotte, NC
• 08/2016 → 01/2019
  Bb&T
  Sunbury, PA
• 01/2018 → Present
  Bb&T Securities, Llc
  Richmond, VA
• 01/2019 → Present
  Bb&T
  Mount Caramel, PA
• 10/2020 → Present
  Suntrust Investment Services,Inc.
  Atlanta, GA
• 10/2020 → Present
  Suntrust Advisory Services, Inc.
  Atlanta, GA
• 02/2021 → Present
  Truist Investment Services, Inc.
  Wyomissing, PA

Previous Registrations

• 2018-01-02 → 2021-02-17
  Bb&T Securities, Llc
  Charlotte, NC
  Sunbury, PA
  Mount Carmel, PA
  Richmond, VA
• 2016-08-30 → 2018-01-02
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Sunbury, PA
• 2014-05-07 → 2016-09-06
  Pnc Wealth Management Llc
  Macungie, PA
  Lancaster, PA
• 2008-01-23 → 2012-11-05
  Pnc Wealth Management Llc
  Bethlehem, PA
  Bethlehem, PA
  Macungie, PA
• 2007-04-25 → 2007-11-09
  Thrivent Investment Management Inc.
  Lancaster, PA
  Allentown, PA
• 2005-09-28 → 2006-11-09
  Morgan Stanley Dw Inc.
  Allentown, PA
  Allentown, PA

Other Businesses

SHAMOKIN AREA HIGH SCHOOL FOOTBALL ALUMNI ASSOCIATION POSITION: Board Member NATURE: Asked to join board for local High School football alumni association. They are looking for help and guidance on making the organization run smoothly. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: Shamokin PA, United States DESCRIPTION: My duties will be solely to help provide guidance in how to best allocate association resources.

Exams

• S66 Uniform Combined State Law Examination
  2005-09-27

Designations

• Certified Financial Planner