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Nicholas Anthony Griffiths

Truist Advisory Services, Inc.

Shamokin, PA

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-12
PA RA APPROVED 2020-10-19
  • TX RA
    APPROVED
    Since 2024-08-12
  • PA RA
    APPROVED
    Since 2020-10-19

Branch Locations

521 N 2Nd Street, Shamokin, PA 17872 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbtis Charlotte NC 08/2016 Present
Bb&T Sunbury PA 08/2016 01/2019
Bb&T Securities, Llc Richmond VA 01/2018 Present
Bb&T Mount Caramel PA 01/2019 Present
Suntrust Investment Services,Inc. Atlanta GA 10/2020 Present
Suntrust Advisory Services, Inc. Atlanta GA 10/2020 Present
Truist Investment Services, Inc. Wyomissing PA 02/2021 Present
  • 08/2016 → Present
    Bbtis
    Charlotte, NC
  • 08/2016 → 01/2019
    Bb&T
    Sunbury, PA
  • 01/2018 → Present
    Bb&T Securities, Llc
    Richmond, VA
  • 01/2019 → Present
    Bb&T
    Mount Caramel, PA
  • 10/2020 → Present
    Suntrust Investment Services,Inc.
    Atlanta, GA
  • 10/2020 → Present
    Suntrust Advisory Services, Inc.
    Atlanta, GA
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Wyomissing, PA
Previous Registrations
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Sunbury, PA
    Mount Carmel, PA
    Richmond, VA
  • 2016-08-30 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Sunbury, PA
  • 2014-05-07 → 2016-09-06
    Macungie, PA
    Lancaster, PA
  • 2008-01-23 → 2012-11-05
    Bethlehem, PA
    Bethlehem, PA
    Macungie, PA
  • 2007-04-25 → 2007-11-09
    Lancaster, PA
    Allentown, PA
  • 2005-09-28 → 2006-11-09
    Morgan Stanley Dw Inc.
    Allentown, PA
    Allentown, PA
Other Businesses

SHAMOKIN AREA HIGH SCHOOL FOOTBALL ALUMNI ASSOCIATION POSITION: Board Member NATURE: Asked to join board for local High School football alumni association. They are looking for help and guidance on making the organization run smoothly. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: Shamokin PA, United States DESCRIPTION: My duties will be solely to help provide guidance in how to best allocate association resources.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-27
  • S66 Uniform Combined State Law Examination
    2005-09-27
Designations

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