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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2016-03-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Equity Services, Inc. | Willard | OH | 09/1997 | Present |
| Donald M. Graham & Associates | Willard | OH | 09/1997 | Present |
1. Fixed Insurance Sales, as an Agent; Conducted at branch location; Investment related. 2. Board Member, Groton Township Zoning Board, oversee zoning of the township; Located at Groton Township Meeting Hall; As of 08/27/2018; Approximately 0% time spent during securities trading hours per month; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-02-19 |
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