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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED | 2009-06-01 |
Branch Locations
Ten Pointe Drive Suite 400, Brea, CA 92821 • United States
2677 North Main Street Suite 1000, Santa Ana, CA 92705 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Brea | CA | 06/2009 | Present |
*250958 - Rental Property; Investment related: Yes; Lake Havasu City, Arizona; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2019; During business hours: 0; After business hours: 1; Owner/Landlord.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-02 |
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