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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-01 |
| VA | RA | APPROVED | 2016-01-06 |
| DC | RA | APPROVED | 2007-12-10 |
Branch Locations
1801 K Street Nw Suite 750, Washington, DC 20006 • United States
1921 Gallows Road Suite 220, Vienna, VA 22182 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fahnestock & Co. Inc. | Washington | DC | 01/2003 | Present |
| Oppenheimer Asset Management Inc. | New York | NY | 04/2003 | Present |
1-TRUSTEE OF TRUST: VERITY FAMILY GRANDCHILDREN TRUST. 1098 MILL FIELD COURT. GREAT FALLS, VA 22066. I AM AN ADVISOR. O HRS SPENT ON ACTIVITY. 2-I OPENED AN INVESTMENT TRUST FOR MY OWN ACCOUNT, I AM THE TRUSTEE OF MY OWN TRUST, AUSTIN W. VERITY LIVING TRUST, DTD 2/15/18, THE TRUST IS REGISTERED TO BY RESIDENTIAL ADDRESS. THERE IS NO BUSINESS ADDRESS BECAUSE THERE IS NO BUSINESS, I SPEND NO MORE TIME THAN I WOULD ON A NON-TRUST INVESTMENT ACCOUNT. SO CAN'T REALLY TELL YOU ON TIME., SO LET'S BALLPARK IT AT 30 MINUTES A MONTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-27 |
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