Joseph Terrell Cook

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  Johns Island, SC
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Johns Island, SC

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Charlotte, NC
  Johns Island, SC
• 2009-09-04 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Charlotte, NC
  Charlotte, NC
  Johns Island, SC
• 2004-03-29 → 2009-09-04
  Transamerica Financial Advisors, Inc.
  Charlotte, NC
  Charlote, NC
  Charlotte, NC
  Charlotte, NC
• 1998-12-31 → 2004-02-11
  New England Securities
  Charlotte, NC

Other Businesses

1) CRUMP INSURANCE SERVICES POSITION: Insurance Strategist NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 09/16/2013 ADDRESS: 3814 Gift Blvd, Johns Island SC 29455, United States DESCRIPTION: Non-Variable (Fixed) Insurance activities with Crump 2) FIRST BAPTIST CHURCH POSITION: Deacon NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: 48 Meeting St, Charleston SC 29401, United States DESCRIPTION: Deacon

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-10
• S63 Uniform Securities Agent State Law Examination
  1991-11-27

Designations

• Certified Financial Planner

Other Names

• Terry Cook