Bruce Lloyd Birnbaum

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1990 → 11/2018
  John Hancock Mutual Life Insurance Compa
  East Meadow, NY
• 08/1990 → 11/2018
  Signator Investors, Inc.
  Westbury, NY
• 05/2008 → 11/2018
  Jhfn Sii
  Westbury, NY
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Melville, NY

Previous Registrations

• 1999-05-06 → 2018-11-02
  Signator Investors, Inc.
  Westbury, NY
  Westbury, NY
  Westbury, NY
  Melville, NY

Other Businesses

1. INSURANCE BROKER, BRUCE L BIRNBAUM POSITION: Insurance Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1990 ADDRESS: 575 Broadhollwow Road, Melville NY 11747, United States DESCRIPTION: Sale and service of fixed insurance products 2. TEACHER, CONTINUING EDUCATION; BRUCE L BIRNBAUM POSITION: Principal NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 03/13/2013 ADDRESS: 575 Broadhollow Road, Melville NY 11747, United States DESCRIPTION: Conduct seminars and presentations for CPAs and Attorneys 3. AUTHOR, BRUCE L BIRNBAUM POSITION: Principal NATURE: Writing articles and materials in connection with presentations primarily for CPAs and Attorneys INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 03/02/2015 ADDRESS: 575 Broadhollow Road, Melville NY 11747, United States DESCRIPTION: Writing of seminars and/or articles primarily for CPAs and Attorneys 4. BIRNBAUM ADVISORY POSITION: Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/15/2015 ADDRESS: 575 Broadhollow Road, Melville NY 11747, United States DESCRIPTION: Financial Advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-05
• S63 Uniform Securities Agent State Law Examination
  1992-03-02

Other Names

• Bruce L Birnbaum