Tracey Jo Childers-Gummo

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 06/2021
  Voya Financial Advisors, Inc.
  State College, PA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2016 → Present
  Lfm Wealth Management
  State College, PA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-01-14 → 2021-06-09
  Voya Financial Advisors, Inc.
  State College, PA
  Williamsport, PA
  Windsor, CT
• 2008-07-23 → 2016-03-21
  World Capital Advisors, Llc
  State College, PA
  Denver, CO

Other Businesses

1. NAME OF ENTITY: State College Order of the Eastern Star #388; No; 240 S FRASER ST; STATE COLLEGE; PA; 16801; Fraternal Organization; Treasurer; 6/1/2015; 3; 0; OVER SEE PAYING BILLS AND ATTEND MEETINGS 2. NAME OF ENTITY: CENTRE COUNTY CHAPTER KECA; No; 134 HOMESTEAD DR; BENEZETTE; PA; 15821; NON-PROFIT ORGANIZATION; MEMBER; 12/1/2017; 10; 0; TO CONSERVE AND ENHANCE PA ELK COUNTRY.ASSIST WITH FUNDRAISING AND MEMBERSHIP AND BANQUET RESERVATIONS. 3. NAME OF OTHER BUSINESS: LFM WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL AND INSURANCE SERVICES; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES; 4. NAME OF ENTITY: Greater Grace Fellowship, Inc.; No; 201 CAYUGA AVE; ALTOONA; PA; 16602; NON-PROFIT ORGANIZATION; Bookkeeper; 1/1/2015; 5; 0; OVERSEE ACCOUNTANT FIRM 5. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 409 S PUGH ST; STATE COLLEGE; PA; 16801; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/4/2016; 10; 10; SALES OF FIXED INSURANCE PRODUCTS 6. NAME OF ENTITY: Lifestyle Financial Matters; No; 409 S PUGH ST; STATE COLLEGE; PA; 16801; TAX PREPARATION; OWNER; 1/1/2013; 173; 173; TAX PREP/ACCOUNTING/BOOKKEEPING| 7. NAME OF OTHER BUSINESS: ALL THE BEAUTIFUL THINGS; INVESTMENT RELATED: NO; ADDRESS: 537 5TH ST TYRONE, PA 16686; NATURE OF BUSINESS: NON PROFIT; START DATE:02/2023; POSITION/TITLE/RELATIONSHIP BOARD OF DIRECTORS/TREASURER:; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: OVERSEE FINANCIAL ADMINISTRATION, ADVISE ON STRATEGY, FUNDRAISING, REVIEW & ENFORCE FINANCIAL POLICIES, PROCEDURES, REPORTS, BUDGET;

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-02-03
• S63 Uniform Securities Agent State Law Examination
  1999-07-27

Designations

• Certified Financial Planner

Other Names

• Tracey Jo Harpster
• Tracey Jo Childers-Gummo
• Tracey Jo Childers