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Seia CRD 108163
$22.5B regulatory AUM 114 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2010-04-21 |
Branch Locations
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Los Angeles | CA | 04/2007 | 11/2018 |
| Seia Llc | Los Angeles | CA | 04/2007 | Present |
| Royal Alliance Associates, Inc. | Los Angeles | CA | 11/2018 | 08/2023 |
| Ses Inc. | Los Angeles | CA | 08/2023 | Present |
1. VINCE REYES INSURANCE LICENSE - NON PRODUCER POSITION: CA insurance license holder NATURE: I have a CA insurance license. Non producer INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: 2121 Ave of the Stars, Suite 1600, LOS ANGELES CA 90067, United States DESCRIPTION: Non producer 2. RENTAL PROPERTY OWNER/LANDLORD POSITION: owner NATURE: Owner/Landlord INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/22/2017 ADDRESS: 559 Las Casas Ave, Pacific Palisades CA 90272, United States DESCRIPTION: owner - none 3. SEIA POSITION: Director of Trading Operations NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 04/09/2007 ADDRESS: 2121 Ave of the Stars, Suite 1600, LOS ANGELES CA 90067, United States DESCRIPTION: Director of Trading Operations at Independent RIA SEIA, LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-19 |
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