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Vincent Habacon Reyes

Seia

Los Angeles, CA

CRD 2180506

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Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Seia

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-04-21
  • CA RA
    APPROVED
    Since 2010-04-21

Branch Locations

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Los Angeles CA 04/2007 11/2018
Seia Llc Los Angeles CA 04/2007 Present
Royal Alliance Associates, Inc. Los Angeles CA 11/2018 08/2023
Ses Inc. Los Angeles CA 08/2023 Present
  • 04/2007 → 11/2018
    Signator Investors, Inc.
    Los Angeles, CA
  • 04/2007 → Present
    Seia Llc
    Los Angeles, CA
  • 11/2018 → 08/2023
    Royal Alliance Associates, Inc.
    Los Angeles, CA
  • 08/2023 → Present
    Ses Inc.
    Los Angeles, CA
Other Businesses

1. VINCE REYES INSURANCE LICENSE - NON PRODUCER POSITION: CA insurance license holder NATURE: I have a CA insurance license. Non producer INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: 2121 Ave of the Stars, Suite 1600, LOS ANGELES CA 90067, United States DESCRIPTION: Non producer 2. RENTAL PROPERTY OWNER/LANDLORD POSITION: owner NATURE: Owner/Landlord INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/22/2017 ADDRESS: 559 Las Casas Ave, Pacific Palisades CA 90272, United States DESCRIPTION: owner - none 3. SEIA POSITION: Director of Trading Operations NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 04/09/2007 ADDRESS: 2121 Ave of the Stars, Suite 1600, LOS ANGELES CA 90067, United States DESCRIPTION: Director of Trading Operations at Independent RIA SEIA, LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-08
S63 Uniform Securities Agent State Law Examination 1992-03-19
  • S66 Uniform Combined State Law Examination
    2007-12-08
  • S63 Uniform Securities Agent State Law Examination
    1992-03-19
Other Names
  • Vicent Habacon Reyes

View on SEC IAPD

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