Angela Marie Ross

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2004-05-04
CA	RA	APPROVED	2002-11-04

TX RA
APPROVED_RES

Since 2004-05-04
CA RA
APPROVED

Since 2002-11-04

Branch Locations

100 Spectrum Center Dr, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Anaheim	CA	07/1989	Present

07/1989 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Anaheim, CA

Other Businesses

NON-PROFIT ORGANIZATION-SUE A LAWSON-8913 CONWAY DR-RIVERSIDE--CALIFORNIA92503-1MONTHLY-5/25/2007-OTHER-POWER OF ATTORNEY-NO SET DUTIES FOR POA THIS NOT A NON PROFIT ORGANIZATION - THIS IS MY MOTHER'S CHECKING ACCOUNT THAT I AM THE POA FOR - ALL THIS INCORRECT INFORMATION IS NOT GOING TO HELP REGULATORS OR AUDITORS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-10-30
S63	Uniform Securities Agent State Law Examination	1991-10-31

S65 Uniform Investment Adviser Law Examination

2002-10-30
S63 Uniform Securities Agent State Law Examination

1991-10-31

Other Names

Angela Marie Golay

View on SEC IAPD