Best Investors Account Sign in

Marco Godwin

LPl Financial LLC

Oakland, CA

San Diego, CA

Abingdon, VA

CRD 2179975

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-06-07
CA RA APPROVED 2021-12-02
  • VA RA
    APPROVED
    Since 2024-06-07
  • CA RA
    APPROVED
    Since 2021-12-02

Branch Locations

Oakland, CA • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Abingdon, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa-Advisors, Llc New York NY 06/2014 06/2020
Axa Equitable Franklin TN 06/2014 06/2020
Equitable Advisors, Llc New York NY 06/2014 11/2021
Equitable Franklin TN 06/2014 11/2021
Lpl Financial Llc Oakland CA 11/2021 Present
  • 06/2014 → 06/2020
    Axa-Advisors, Llc
    New York, NY
  • 06/2014 → 06/2020
    Axa Equitable
    Franklin, TN
  • 06/2014 → 11/2021
    Equitable Advisors, Llc
    New York, NY
  • 06/2014 → 11/2021
    Equitable
    Franklin, TN
  • 11/2021 → Present
    Lpl Financial Llc
    Oakland, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-12
S63 Uniform Securities Agent State Law Examination 2009-10-16
  • S65 Uniform Investment Adviser Law Examination
    2014-09-12
  • S63 Uniform Securities Agent State Law Examination
    2009-10-16
Other Names
  • Marco Talton Godwin

View on SEC IAPD

More in Oakland, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor