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Current Employers
Tranquilli Financial Advisor, Llc

35 Leigh Street, Clinton, NJ 08809 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-11-02
TX RA APPROVED 2018-10-05
  • NJ RA
    APPROVED
    Since 2018-11-02
  • TX RA
    APPROVED
    Since 2018-10-05

Branch Locations

35 Leigh Street, Clinton, NJ 08809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Investment Center, Inc. Clinton NJ 07/2007 10/2018
Ic Advisory Services, Inc. Clinton NJ 07/2007 10/2018
Tranquilli Financial Advisor, Llc Clinton NJ 10/2018 Present
  • 07/2007 → 10/2018
    The Investment Center, Inc.
    Clinton, NJ
  • 07/2007 → 10/2018
    Ic Advisory Services, Inc.
    Clinton, NJ
  • 10/2018 → Present
    Clinton, NJ
Previous Registrations
  • 2007-07-06 → 2018-10-05
    Ic Advisory Services, Inc.
    Bedminster, NJ
    Clinton, NJ
  • 2007-01-04 → 2007-07-05
    West Lake Hills, TX
  • 2004-11-08 → 2005-12-31
    Clinton, NJ
  • 2001-07-02 → 2004-11-01
    1717 Capital Management Company
    Clinton, NJ
Other Businesses

1. LEIGH PROPERTIES LLC. PROPERTY OWNERSHIP. MEMBER OF LLC. FINANCIAL INTEREST $200,000. OWN 50% OF STOCK. NO COMPENSATION YET, BUT WILL BE FROM THE RENT RECEIVED. ESTABLISHED 06/2006.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-07-21
S65 Uniform Investment Adviser Law Examination 1996-12-23
  • S63 Uniform Securities Agent State Law Examination
    1998-07-21
  • S65 Uniform Investment Adviser Law Examination
    1996-12-23

View on SEC IAPD

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