John Carmine Caviglia

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1999 → 06/2024
  Securities America, Inc.
  San Mateo, CA
• 05/2000 → 06/2024
  Securities America Advisors, Inc.
  San Mateo, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Fresno, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Fresno, CA

Previous Registrations

• 2000-05-09 → 2024-06-14
  Securities America Advisors, Inc.
  Modesto, CA
  Stockton, CA

Other Businesses

DBA: Caviglia Financial CAVIGLIA FINANCIAL POSITION: Representative NATURE: SECURITIES AMERICA ADVISORS, INC. - INVESTMENT ADVISOR REPRESENTATIVE- INVESTMENT ADVISORY- INVESTMENT RELATED- START DATE:6/1999 LOCATED AT575 E. LOCUST AVE. STE 310 FRESNO, 93720 INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 130 START DATE: 06/19/1999 ADDRESS: 575 E. Locust Ave. Ste 310, Fresno CA 93720, United States DESCRIPTION: Investment advisory services JOHN CAVIGLIA POSITION: Sales NATURE: INSURANCE SALES- AGENT - INVESTMENT RELATED- START DATE: 2/1999 LOCATED AT 575 East Locust Ave. Fresno, CA 93720 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/1999 ADDRESS: 575 East Locust Ave. Ste. 310, Fresno CA 93720, United States DESCRIPTION: Insurance Sales

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-22
• S63 Uniform Securities Agent State Law Examination
  1991-11-01