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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2010-12-14 |
| TX | RA | APPROVED | 1991-11-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 09/1991 | Present |
| Bank Of America, N.A. | Dallas | TX | 05/2011 | Present |
I*101192 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: D&J NETHERY LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: DALLAS, TEXAS 75225 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 2/16/2011 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM PRESIDENT OF D&J NETHERY LLC. THIS IS THE 1% GENERAL PARTNER OF OUR FAMILY LIMITED PARTNERSHIP I*928267 For profit or not for profit: Entity For Profit Name of outside business organization: Nethery Investments I LLC Investment related: N Address of business: Dallas, Texas Nature of business: ["Corporation"] Position, title, association: ["Officer"], Start date of relationship: 7/25/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Entity was recommended by our estate planning attorney to enhance the protection of our personal estate.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-20 |
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