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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2019-04-15
LA RA APPROVED 2018-04-09
TX RA APPROVED 2017-03-13
MD RA APPROVED 2016-09-12
  • RI RA
    APPROVED
    Since 2019-04-15
  • LA RA
    APPROVED
    Since 2018-04-09
  • TX RA
    APPROVED
    Since 2017-03-13
  • MD RA
    APPROVED
    Since 2016-09-12

Branch Locations

120 E Baltimore St Fl 32, Baltimore, MD 21202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Investment Services Baltimore MD 12/2015 Present
Truist Advisory Services Atlanta GA 09/2016 Present
  • 12/2015 → Present
    Truist Investment Services
    Baltimore, MD
  • 09/2016 → Present
    Truist Advisory Services
    Atlanta, GA
Previous Registrations
  • 2007-03-09 → 2015-12-15
    Hunt Valley, MD
  • 1999-10-25 → 2007-03-12
    Morgan Stanley Dw Inc.
    Hunt Valley, MD
    Hunt Valley, MD
Other Businesses

POSITION: Landlord NATURE: Landlord for rental property I own. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2000 ADDRESS: , Catonsville MD DESCRIPTION: Collect Rental Checks from Renters.Maintain property

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-07
S63 Uniform Securities Agent State Law Examination 1991-11-05
  • S65 Uniform Investment Adviser Law Examination
    1997-01-07
  • S63 Uniform Securities Agent State Law Examination
    1991-11-05

View on SEC IAPD

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