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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-12-18 |
| TX | RA | APPROVED_RES | 2015-02-05 |
| CO | RA | APPROVED | 1999-01-01 |
Branch Locations
601 North Main St Suite 101, Pueblo, CO 81003-4513 • United States
Pueblo West, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Pueblo | CO | 03/2008 | Present |
| City National Bank | Pueblo | CO | 07/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-14 |
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