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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-22 |
| CO | RA | APPROVED | 2024-03-21 |
Branch Locations
272 Burgess Dr, Castle Rock, CO 80104 • United States
Ft Collins, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| First Allied Securities, Inc. | San Diego | CA | 03/2007 | 09/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1) NAME OF OTHER BUSINESS: N/A - SANDRA KNOX; INVESTMENT RELATED: NO; ADDRESS: 4502 COPELAND LOOP UNIT 101 HIGHLANDS RANCH, CO 80126; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-23 |
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