Sandra Seal Knox

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2007 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2003-04-09 → 2006-07-06
  Cetera Advisors Llc
  Greenwood Village, CO
  Denver, CO
• 2001-11-08 → 2002-05-31
  Wells Fargo Clearing Services, Llc
  Denver, CO

Other Businesses

1) NAME OF OTHER BUSINESS: N/A - SANDRA KNOX; INVESTMENT RELATED: NO; ADDRESS: 4502 COPELAND LOOP UNIT 101 HIGHLANDS RANCH, CO 80126; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY;

Exams

• S66 Uniform Combined State Law Examination
  2000-11-28
• S63 Uniform Securities Agent State Law Examination
  1996-04-23

Other Names

• Sandie Koller
• Sandi Seal Koller
• Sandra Seal Koller
• Sandra Seal Bybee
• Sandra Seal
• Sandra Seal
• Sandra Knox