Leslie Peter Degroot

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → 02/2023
  Ubs Financial Services Inc.
  Chicago, IL
• 02/2023 → Present
  Morgan Stanley Smith Barney Llc
  Chicago, IL
• 03/2023 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2008-05-16 → 2023-02-21
  Ubs Financial Services Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2006-09-27 → 2008-05-23
  J.P. Morgan Securities Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 1999-02-01 → 2006-09-27
  Banc One Securities Corporation
  Chicago, IL
  Chicago, IL
  Chicago, IL

Other Businesses

CONDO OWNER; RENTAL INCOME; OWNER; START: 10/01/2005; TOTAL HRS: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-02-15
• S63 Uniform Securities Agent State Law Examination
  1992-07-14

Other Names

• Leslie Peter Degrout
• Leslie Peter Iv Degrout
• Leslie Peter Degroot
• Peter Degroot
• Leslie Peter Degroot