James John Iozzo

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2015-10-26

MA RA
APPROVED

Since 2015-10-26

Branch Locations

319 Southbridge Street Suite 230, Auburn, MA 01501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	10/2015	Present

10/2015 → Present

Commonwealth Financial Network

Waltham, MA

Other Businesses

1.RENTAL PROPERTY; OWNER; NOT INVESTMENT RELATED; NOT CONDUCTED AT BRANCH. 2.FIXED INSURANCE; CONDUCTED AT BRANCH; INVESTMENT RELATED. 3.NOTARY PUBLIC. NOT INVESTMENT RELATED. CONDUCTED FROM BRANCH LOCATION.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-09-23

S63 Uniform Securities Agent State Law Examination

1991-09-23

Designations

View on SEC IAPD

Current Employers

Commonwealth Financial Network

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews