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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-08-07
  • SC RA
    APPROVED
    Since 2026-08-07

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-11-09
  • NC RA
    APPROVED
    Since 2023-11-09

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Matthews, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 08/2007 Present
Lpl Enterprise Llc Fort Mill SC 07/2026 Present
Other Businesses

1.07/07/2026; Bethesda AME Zion Church; Non-Profit Board/Committee Member; Not Investment Related; Mooresville,NC; Start Date 07/07/2026; 10hrs/mth; 0hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-23
S63 Uniform Securities Agent State Law Examination 2005-10-31
  • S66 Uniform Combined State Law Examination
    2008-12-23
  • S63 Uniform Securities Agent State Law Examination
    2005-10-31
Other Names
  • Lenora Cedell Coleman
  • Lenora C Griffin

View on SEC IAPD

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