Richard Preston Tonkinson

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → Present
  Tonkinson Financial Inc.
  Miami, FL
• 07/2011 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2005-02-18 → 2011-07-15
  Securities America Advisors, Inc.
  Miami, FL
  Coral Gables, FL
  Miami, FL
  Miami, FL
  Miami, FL
• 1991-09-26 → 2005-02-07
  New England Securities
  Miami, FL

Other Businesses

1. Fixed insurance sales, as of 2011, Less than 1% of time spent during business hours, Conducted at branch, Investment related. 2. Co-Owner, Tonkinson Financial, Inc., a private entity established to facilitate securities, advisory, and insurance business; as of 2011, 90% of time spent during business hours, Conducted at branch, Investment related. 3. Co-Owner, Tonkinson Properties I, LLC, an entity created for the purpose of buying and managing commercial real estate located in Miami, FL, as of 2011; 1% of time spent; Not Conducted at branch; Investment related. 4. Co-Owner, Tonkinson Properties II, LLC an entity created for the purpose of buying and managing commercial real estate located in Miami, FL, as of 2011; 1% of time spent; Not Conducted at branch; Investment related. 5. President and part-owner of Tonkinson Foundation, Inc., family foundation created to make charitable donations, as of 12/23/2016, 1% of time spent during business hours, Investment related, conducted from branch location. 6. Co-Owner, Tonkinson Properties III, LLC, an entity created for the purpose of buying and managing residential real estate located in Jupiter, FL, as of 03/25/2021; 0% of time spent; Not Conducted at branch; Investment related. 7. Co-Owner, Tonkinson Properties IV, LLC, an entity created for the purpose of buying and managing residential real estate located in Miami, FL, as of 03/25/2021; 0% of time spent; Not Conducted at branch; Investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-02-18

Designations

• Certified Financial Planner