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Richard Thomas Loria

Mps-Loria Financial Planners,LLC

Burr Ridge, IL

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Current Employers
Mps-Loria Financial Planners,Llc

7500 South County Line Road, Burr Ridge, IL 60527-6955 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-08-16
IL RA APPROVED 2000-02-07
  • TX RA
    APPROVED_RES
    Since 2013-08-16
  • IL RA
    APPROVED
    Since 2000-02-07

Branch Locations

7500 South County Line Rd., Burr Ridge, IL 60527-6955 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Loria Financial Group, Llc Burr Ridge IL 08/1999 Present
Mps Loria Financial Planners, Llc Burr Ridge IL 08/1999 Present
  • 08/1999 → Present
    Loria Financial Group, Llc
    Burr Ridge, IL
  • 08/1999 → Present
    Mps Loria Financial Planners, Llc
    Burr Ridge, IL
Other Businesses

?02/1991 Independent Licensed insurance Agent; Investment Related; Illinois; Life Insurance ?8/1999 LORIA Financial Group, LLC; Managing Member; Investment Related; 7500 S. County Line Road, Burr Ridge, IL 60527; Insurance Company; 20 hours/month; 0 Hours during trading hours; Supervises all firm activities including reviewing new and recurring revenue and reviewing financial statements as well as meeting with other Members of the firm. ?12/2007 MPS LORIA Development, LLC; Member; Not Investment Related; 7500 S. County Line Road, Burr Ridge, IL 60527; Commercial Building; No time spent during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-27
S63 Uniform Securities Agent State Law Examination 1991-10-11
  • S65 Uniform Investment Adviser Law Examination
    1997-06-27
  • S63 Uniform Securities Agent State Law Examination
    1991-10-11
Other Names
  • Rick T Loria
  • Richard Thomas Loria
  • Rick Thomas Loria

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