Vincent Joseph Becker

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-02-18
SC	RA	APPROVED	2009-08-14

TX RA
APPROVED_RES

Since 2020-02-18
SC RA
APPROVED

Since 2009-08-14

Branch Locations

27 Towne Drive Suite 101, Suite 202, Bluffton, SC 29910 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Bluffton	SC	03/2009	Present

03/2009 → Present

Raymond James & Associates, Inc.

Bluffton, SC

Previous Registrations

2007-04-02 → 2009-03-31

Morgan Stanley & Co. Llc

Charleston, SC
2001-08-24 → 2007-04-02

Morgan Stanley Dw Inc.

Charleston, SC

Beauford, SC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-02-25
S63	Uniform Securities Agent State Law Examination	1992-10-01

S65 Uniform Investment Adviser Law Examination

1993-02-25
S63 Uniform Securities Agent State Law Examination

1992-10-01

Other Names

Joe Becker
Vincent J Jr Becker
Vincent Joseph Becker
Vincent Joseph Becker Jr
Vincent Joseph Becker Jr.
Vincent Joseph Becker

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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