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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-06-23
NH RA APPROVED 2007-11-19
  • TX RA
    APPROVED_RES
    Since 2009-06-23
  • NH RA
    APPROVED
    Since 2007-11-19

Branch Locations

900 Elm St, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston NH 08/1995 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-15
S63 Uniform Securities Agent State Law Examination 1995-02-13
  • S65 Uniform Investment Adviser Law Examination
    1996-04-15
  • S63 Uniform Securities Agent State Law Examination
    1995-02-13
Other Names
  • Annette M Giuliana
  • Annette Margareta Giuliana

View on SEC IAPD

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