Thomas Michael Abboud

Employer firm

Abboud Financial Planning, Inc. CRD 290242

$25.1M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Abboud Financial Planning, Inc.

Castle Rock, CO • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APP_PEND_IARCE	2026-01-01
NE	RA	APP_PEND_IARCE	2026-01-01

CO RA
APP_PEND_IARCE

Since 2026-01-01
NE RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

Castle Rock, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Securities America Inc	La Vista	NE	09/2015	09/2017
Securities America Advisors	La Vista	NE	09/2015	09/2017
Abboud Financial Planning, Inc.	Aurora	CO	09/2017	Present

09/2015 → 09/2017

Securities America Inc

La Vista, NE
09/2015 → 09/2017

Securities America Advisors

La Vista, NE
09/2017 → Present

Abboud Financial Planning, Inc.

Aurora, CO

Previous Registrations

2015-09-08 → 2017-10-19

Securities America Advisors, Inc.

Aurora, CO
2014-05-19 → 2015-09-16

Lpl Financial Llc

Aurora, CO

Golden, CO

Aurora, CO

Aurora, CO

Centennial, CO
2011-05-25 → 2014-05-27

Msi Financial Services, Inc.

Greenwood Village, CO

Aurora, CO

Greenwood Village, CO
2011-02-23 → 2011-04-25

Valic Financial Advisors, Inc.

Lakewood, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-02-22
S63	Uniform Securities Agent State Law Examination	2005-06-24

S66 Uniform Combined State Law Examination

2011-02-22
S63 Uniform Securities Agent State Law Examination

2005-06-24

Other Names

Thomas M Abboud

View on SEC IAPD