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Westport, CT • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2008-04-28 |
| IL | RA | APPROVED | 2006-04-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Firethorn Capital, Llc | Bozeman | MT | 01/2003 | Present |
| Mallard Farms, Inc. | Metamora | IL | 12/2022 | Present |
| Firethorn Capital Management, Llc (Era) | Batavia | IL | 01/2005 | 05/2022 |
Mallard Farms, Inc. is a family-held business that develops and invests in real estate. It is located at 1825 Route 26, Metamora, IL 61548. I serve as Vice President and Chief Financial Officer, a position I was elected to in December 2022. The business is not investment-related in the context of securities. I devote approximately 10 hours per month to Mallard Farms, nearly all of which occur during securities trading hours. My responsibilities include monthly financial review, paying bills, responding to property manager inquiries, and occasionally seeking financing or evaluating potential real estate investments.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-24 |
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