Kevin Edward Barnes

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2002 → 05/2017
  Merrill Lynch Pierce Fenner & Smith Inc
  San Francisco, CA
• 08/2016 → 05/2017
  First Republic Securities Company, Llc
  San Francisco, CA
• 08/2016 → 05/2017
  First Republic Investment Management, Inc
  San Francisco, CA
• 05/2017 → 09/2023
  First Republic Securities Company, Llc
  San Francisco, CA
• 05/2017 → 09/2023
  First Republic Investment Management, Inc.
  San Francisco, CA
• 09/2023 → 05/2024
  J.P. Morgan Securities Llc
  San Francisco, CA
• 10/2023 → 05/2024
  Jp Morgan Chase Bank, N.A.
  San Francisco, CA
• 05/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 08/2024 → Present
  Bank Of America, N.A.
  San Francisco, CA

Previous Registrations

• 2016-08-26 → 2024-05-20
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
• 2024-01-22 → 2024-05-18
  J.P. Morgan Securities Llc
  San Francisco, CA
  San Francisco, CA
• 2002-07-22 → 2016-08-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
  San Francisco, CA
• 1999-10-18 → 2002-07-25
  Robertson Stephens, Inc.
  San Francisco, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-09-24
• S63 Uniform Securities Agent State Law Examination
  1993-09-10

Other Names

• Kevin Barnes
• Kevin Edward Barnes
• Kevin E Barnes