Douglas James Lagerstrom

Employer firm

Private Wealth Solutions, LLC CRD 289437

$500M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → Present
  Kovack Securities, Inc
  Ft. Lauderdale, FL
• 09/2008 → 09/2017
  Kovack Advisors
  Ft. Lauderdale, FL
• 09/2017 → Present
  Private Wealth Solutions, Llc
  Calabasas, CA

Previous Registrations

• 2008-09-26 → 2017-10-10
  Kovack Advisors, Inc.
  Ft. Lauderdale, FL
  Woodland Hills, CA
• 1998-08-19 → 2007-06-22
  Brookstreet Securities Corporation
  Woodland Hills, CA

Other Businesses

1) PRIVATE WEALTH SOLUTIONS - DBA FOR SECURITIES BUSINESS, 26050 MUREAU ROAD, SUITE 103, CALABASAS, CA 91302; SR. VICE PRESIDENT, 93% OF TIME SPENT, COMPENSATED BY COMMISSIONS. 2) INSURANCE BUSINESS - 26050 MUREAU ROAD, SUITE 103, CALABASAS, CA 91302; FIXED INSURANCE BUSINESS; PRESIDENT; INVESTMENT RELATED; SALES AND SERVICE; 1% OF TIME SPENT 3) PRIVATE WEALTH SOLUTIONS - TRUSTEE DUTIES, BOOKKEEPING, ESTATE SETTLEMENT, PRESIDENT, 5% OF TIME SPENT, COMPENSATED ON FEES. 11/28/11. 4) TRUSTEE SERVICES - 26050 MUREAU ROAD, SUITE 103, CALABASAS, CA 91302; TRUSTEE; CARRY OUT INSTRUCTIONS OF THE TRUST INCLUDING DISTRIBUTION AND INVESTMENT OF TRUST ASSETS; 1% OF TIME SPENT 5) RENTAL HOME - 26050 MUREAU ROAD, SUITE 103, CALABASAS, CA 91302; INVESTMENT RELATED; COLLECTION OF RENT; OWNER; 2% OF TIME SPENT.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-02-13
• S63 Uniform Securities Agent State Law Examination
  1991-11-08

Other Names

• Douglas James Lagerstrom
• Doug Lagerstrom
• Douglas Lagerstrom
• Douglas J Lagerstrom