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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-28 |
| OH | RA | APPROVED | 2013-07-08 |
Branch Locations
191 American Blvd Suite 205, Westlake, OH 44145 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Strongsville | OH | 07/2013 | Present |
| Raymond James Financial Services Advisors Inc. | Strongsville | OH | 07/2013 | Present |
| Strategic Retirement Solutions Llc | Westlake | OH | 07/2013 | Present |
(1)Name of Business: CKE Financial Services, LLC Address: 191 American Blvd. #205, Westlake, OH, 44145, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/22/2019 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Advisor/Owner (2)Name of Business: E & M Consulting Address: 191 American Blvd. #205, Westlake, OH, 44145, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (3)Name of Business: Strategic Retirement Solutions LLC Address: 191 American Way #205, Westlake, OH, 44145, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/03/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-18 |
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