Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-11-17
TX RA APPROVED 2017-11-15
  • FL RA
    APPROVED
    Since 2017-11-17
  • TX RA
    APPROVED
    Since 2017-11-15

Branch Locations

3001 Pga Blvd, Palm Beach Gardens, FL 33410 • United States

815 Colorado Ave, Stuart, FL 34994 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seacoast National Bank Stuart FL 08/1989 Present
Invest Financial Corporation Stewart FL 03/2011 11/2017
Lpl Financial Llc Stuart FL 11/2017 Present
  • 08/1989 → Present
    Seacoast National Bank
    Stuart, FL
  • 03/2011 → 11/2017
    Invest Financial Corporation
    Stewart, FL
  • 11/2017 → Present
    Stuart, FL
Previous Registrations
  • 2011-03-29 → 2017-11-16
    Invest Financial Corporation
    Tequesta, FL
    Jupiter, FL
    Palm Beach Gardens, FL
    Stuart, FL
    Winter Park, FL
  • 2007-01-18 → 2012-01-09
    Fnb Brokerage Services, Inc.
    Stuart, FL
    Stuart, FL
    Stuart, FL
    Stuart, FL
Other Businesses

1)11/15/17- Seacoast Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100%

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-05-24
  • S63 Uniform Securities Agent State Law Examination
    1996-05-24
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Palm Beach Gardens, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor