Robert Lee Sponseller

Employer firm

Allworth Financial, L.p. CRD 111167

$33.6B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 06/2020
  Cornerstone Financial Group
  Cincinnati, OH
• 01/2012 → 06/2020
  Commonwealth Financial Network
  Waltham, MA
• 06/2020 → Present
  Aw Securities
  Cincinnati, OH
• 06/2020 → Present
  Allworth Financial
  Cincinnati, OH

Previous Registrations

• 2012-01-17 → 2020-06-01
  Commonwealth Financial Network
  Cincinnati, OH
  Cincinnati, OH
• 2003-06-03 → 2012-02-03
  Lpl Financial Llc
  Cincinnati, OH
• 2000-01-01 → 2003-06-05
  Osaic Fa, Inc.
  Covington, KY

Other Businesses

1. FIXED INSURANCE SALES. INVESTMENT RELATED, AT BRANCH LOCATION.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-11-12

Designations

• Chartered Financial Consultant

Other Names

• Bob Sponseller