James Lawrence Todd

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Massmutual Life Insurance Co
  Charlotte, NC
• 04/2009 → Present
  Mml Investors Services, Llc
  Charlotte, NC

Previous Registrations

• 2002-10-30 → 2009-04-08
  Northwestern Mutual Investment Services, Llc
  Charlotte, NC
  Charlotte, NC
• 2003-02-18 → 2007-04-30
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

(1) NAME: JAMES L TODD INV REL: Y ADD: 4913 CHASTAIN AVE, SUITE 6, CHARLOTTE, NC 28217 NATURE: LIFE POSITION: AGENT START DATE: 1/1/2001 NO HRS/MO: 2 NO HRS/MO DURING TRAD TIME: 0 (2) NAME: JAMES TODD INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: LAND OPTION AGREEMENTS AND LAND LEASING POSITION: LAND OWNER START DATE: 1/15/2024 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DUTIES: OWNER OF LAND THAT THE COMPANY IS SEEKING TO LEASE TO BUILD SOLAR PANELS

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-06
• S63 Uniform Securities Agent State Law Examination
  1992-01-06

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• James Lawrence Sr Todd