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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 1993-04-13 |
Branch Locations
310 120Th Ave Ne Ste 101, Bellevue, WA 98005 • United States
Bellevue, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Bellevue | WA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Bellevue | WA | 03/2020 | Present |
Board of Directors; Congo Peace; Board Chair & President; PO Box 232, , Issaquah, WA, 98027-0010; Not Investment-Related; 02/02/2025; 10 to 19 hours per month; 0 during trading hours. Outside Employment; Thumper Enterprises LLC; Financial Advisor - Meet and service clients; ; 310 120th Ave NE Suite 101, , Bellevue, WA, 98005; Not Investment-Related; 08/15/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-11 |
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