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2603 Camino Ramon Suite 200, San Ramon, CA 94583 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-09-18 |
| TX | RA | APPROVED_RES | 2018-09-14 |
Branch Locations
2603 Camino Ramon Suite 200, San Ramon, CA 94583 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | San Ramon | CA | 02/2014 | 09/2018 |
| Raymond James Financial Services Advisors Inc. | San Ramon | CA | 02/2014 | 09/2018 |
| Louis I. Dagen, Cfp, Chfc, Wms, Cep | San Ramon | CA | 02/2014 | Present |
| Auspicious Financial, Llc | San Ramon | CA | 09/2018 | Present |
LOUIS I. DRAGEN, CFP, CHFC, WMS, CEP; SAN RAMON, CA; SUPPORT COMPANY/DBA (OWNER); NOT INVESTMENT RELATED; 02/2014-PRESENT; 0 HOURS PER MONTH, 0 HOURS DURING TRADING; OWNER AND INDEPENDENT CERTIFIED FINANCIAL PLANNER PRACTITIONER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-01 |
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